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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2001-06-14 |
Branch Locations
9307 Broadway St Ste A317, Pearland, TX 77584 • United States
Pearland, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pearland | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Pearland | TX | 03/2020 | Present |
Outside Employment; DGW Worldwide, LLC.; Independent Advisor; Manage advisory business; 711 W Bay Area Blvd, # 400, Webster, TX, 77598; Investment-Related; 02/09/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-06 |
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