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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-18 |
Branch Locations
8721 Milwaukee, Lubbock, TX 79424 • United States
4801 N Midland Dr. Suite F, Midland, TX 79707 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Lubbock | TX | 10/1996 | Present |
| Mml Investors Services, Inc. | Lubbock | TX | 01/1997 | Present |
Name: T. Scott Maples, Trustee, C&S Hendrick 2000 Trust Inv rel: Y Add: 10918 Utica Ave. Lubbock, TX. 79424 Nature: Trustee Position: Trustee Start date: 1/2000 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Serve as trustee on family trust, send out annual letters, distributions & monitor trust (2) Name: T. Scott Maples Inv rel: Y Add: 8721 Milwaukee Lubbock, TX. 79424 Nature: Business valuation and entity structure Position: Advisor Start date: 10/2016 No. HR/MO: 2 No. HR/MO during sec trading: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-04 |
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