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Mitchell Corey Smith

Citigroup Global Markets Inc.

Fort Lee, NJ

New York, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-14
  • NY RA
    APPROVED
    Since 2022-02-14

Branch Locations

Citi Wealth Management, Sales 2071 Lemoine Avenue, Suite 200, Fort Lee, NJ 07024 • United States

Citi Retail Banking 1166 6Th Avenue, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds, Inc New York NY 12/2011 05/2019
Investors Bank Manhasset NY 08/2019 09/2020
Cetera Investment Advisers Llc Manhasset NY 08/2019 09/2020
Cetera Investment Services Llc St. Cloud MN 08/2019 09/2020
Edward Jones St. Louis MO 09/2020 01/2022
Citigroup New York NY 01/2022 Present
  • 12/2011 → 05/2019
    Oppenheimerfunds, Inc
    New York, NY
  • 08/2019 → 09/2020
    Investors Bank
    Manhasset, NY
  • 08/2019 → 09/2020
    Cetera Investment Advisers Llc
    Manhasset, NY
  • 08/2019 → 09/2020
    Cetera Investment Services Llc
    St. Cloud, MN
  • 09/2020 → 01/2022
    Edward Jones
    St. Louis, MO
  • 01/2022 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2021-10-28 → 2022-01-06
    Edward Jones
    Brooklyn, NY
  • 2010-09-16 → 2011-11-29
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-28
S63 Uniform Securities Agent State Law Examination 2008-04-18
  • S65 Uniform Investment Adviser Law Examination
    2021-10-28
  • S63 Uniform Securities Agent State Law Examination
    2008-04-18
Other Names
  • Mitchell Corey Smith
  • Mitchell Smith

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AE WEALTH MANAGEMENT, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
PALISADE CAPITAL MANAGEMENT, LP
DACEYHOLDEN MANAGEMENT, LLC

Other Investors

ISAIAH N JOHNSON
AROLDO BALBINO
Souman Das
Frances Jung
PENELOPE VILLALONA BRITO
MICHAEL O'HEA
Nicolas N Talent
Alvaro Veloso Cabral

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Fort Lee, NJ
CITIGROUP GLOBAL MARKETS INC. · Fort Lee, NJ
CITIGROUP GLOBAL MARKETS INC. · Fort Lee, NJ
CITIGROUP GLOBAL MARKETS INC. · Fort Lee, NJ
CETERA INVESTMENT ADVISERS LLC · FORT LEE, NJ
WELLS FARGO CLEARING SERVICES, LLC · FORT LEE, NJ
J.P. MORGAN SECURITIES LLC · FORT LEE, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LEE, NJ

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