Mitchell Corey Smith

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 05/2019
  Oppenheimerfunds, Inc
  New York, NY
• 08/2019 → 09/2020
  Investors Bank
  Manhasset, NY
• 08/2019 → 09/2020
  Cetera Investment Advisers Llc
  Manhasset, NY
• 08/2019 → 09/2020
  Cetera Investment Services Llc
  St. Cloud, MN
• 09/2020 → 01/2022
  Edward Jones
  St. Louis, MO
• 01/2022 → Present
  Citigroup
  New York, NY

Previous Registrations

• 2021-10-28 → 2022-01-06
  Edward Jones
  Brooklyn, NY
• 2010-09-16 → 2011-11-29
  Chase Investment Services Corp.
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-28
• S63 Uniform Securities Agent State Law Examination
  2008-04-18

Other Names

• Mitchell Corey Smith
• Mitchell Smith