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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-09-30 |
| TX | RA | APPROVED_RES | 2011-07-18 |
| IL | RA | APPROVED | 2003-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lake Forest | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lake Forest | IL | 11/2016 | Present |
FLIGHT INSTRUCTOR; NOT INVESTMENT RELATED; GURNEE,IL; INDEPENDENT CONTRACTOR; START DATE 02/02/2019; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; FLIGHT AND GROUND INSTRUCTION FOR STUDENT AND PRIVATE PILOTS. MY AIRPLANE LLC, NOT INV RELATED, GURNEE, IL, 100% OWNERSHIP, START DATE: 10/24/23, 1 HRS PER MONTH, 0 HRS DURING TRADING, LLC TO HOLD AIRCRAFT;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-22 |
| S65 | Uniform Investment Adviser Law Examination | 1997-03-22 |
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