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1011 Poyntz Avenue, Manhattan, KS 66502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-03 |
| KS | RA | APPROVED | 2007-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Lawrence | KS | 01/1999 | 07/2025 |
| Keating Financial Advisory Services, Llc | Lawrence | KS | 01/2007 | Present |
| Raymond James Financial Services Advisors, Inc | Lawrence | KS | 01/2009 | 07/2025 |
| Keating & Associates, Inc. | Lawrence | KS | 05/2005 | 10/2018 |
(1)Name of Business: Abundance Alliance Address: 1008 New Hampshire St Ste 300, Lawrence, KS, 66044, United States Activity Type: Non profit Position/Title: Founder Investment Related: Yes Start Date: 10/28/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: As Founder: Support Community based causes as directed by the Membership, support entrepreneurs fulfill their philanthropic potential, and collaboratively utilize the professional capacities of the Members to accomplish these goals. (2)Name of Business: NA Address: 1008 New Hampshire Street, Lawrence, KS, 66044, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2000 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assurity Life Insurance Company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-13 |
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