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Dana R Holmes

Fidelity Institutional Wealth Adviser LLC

Smithfield, RI

Chepachet, RI

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Current Employers
Fidelity Institutional Wealth Adviser Llc

245 Summer Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2021-01-13
TX RA APPROVED_RES 2021-01-13
  • RI RA
    APPROVED
    Since 2021-01-13
  • TX RA
    APPROVED_RES
    Since 2021-01-13

Branch Locations

500 Salem Street, Smithfield, RI 02917-1288 • United States

Chepachet, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities, Llc Dorchester MA 07/2016 Present
Santander Bank, Na Boston MA 09/2018 01/2020
Unemployed Chepachet RI 01/2020 09/2020
Fidelity Investments Smithfield RI 09/2020 Present
  • 07/2016 → Present
    Santander Securities, Llc
    Dorchester, MA
  • 09/2018 → 01/2020
    Santander Bank, Na
    Boston, MA
  • 01/2020 → 09/2020
    Unemployed
    Chepachet, RI
  • 09/2020 → Present
    Fidelity Investments
    Smithfield, RI
Previous Registrations
  • 2015-03-02 → 2020-01-03
    Santander Securities Llc
    Plainville, MA
    Worcester, MA
    Bellingham, MA
    Norfolk, MA
    Foxboro, MA
    Walpole, MA
    Boston, MA
    Framingham, MA
  • 2013-07-30 → 2015-02-06
    Citizens Securities, Inc.
    Cranston, RI
    North Kingstown, RI
    N. Kingstown, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-27
S63 Uniform Securities Agent State Law Examination 1997-02-10
  • S65 Uniform Investment Adviser Law Examination
    2013-07-27
  • S63 Uniform Securities Agent State Law Examination
    1997-02-10
Other Names
  • Dana R Carney
  • Dana Rothwell Depetrillo
  • Dana Rothwell Depetrilo
  • Dana Rothwell Carney
  • Dana Rothwell Holmes
  • Dana Rothwell Jorgenson
  • Dana Rothwell Jorgensen
  • Dana Jorgensen
  • Dana Holmes

View on SEC IAPD

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KEVIN R. WORTHLEY
TODD MICHAEL CASAZZA
SCOTT G. EVERLY
JEREMY ANTONINO LAWTON
Christopher Dean DiPetrillo
ARTHUR CLAYTON EVERLY
Paolo F Catucci
NICHOLAS ALEXANDER LORING

Other Offices

WEALTH MANAGEMENT RESOURCES, INC. · SMITHFIELD, RI
EDWARD JONES · GREENVILLE, RI
KINTRA WEALTH, LLC · Greenville, RI
GRAND STREET INVESTORS · NORTH PROVIDENCE, RI
NCU INVESTMENT SOLUTIONS · SMITHFILED, RI
PFS INVESTMENTS INC. · SMITHFIELD, RI
TD PRIVATE CLIENT WEALTH LLC · North Providence, RI
CITIZENS SECURITIES, INC. · N. PROVIDENCE, RI

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