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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2006-08-12 |
Branch Locations
1075 Jordan Creek Parkway Suite 100, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | West Des Moines | IA | 08/2006 | Present |
SWEENEY COURT REPORTING; proofreading; 3/31/2009; Business hours per month: 10 // IRISH REPORTING; 305 10th Ave, Hiawatha, IA 52233; Proofreading; proofread transcripts; 2/1/2015; Business hours per month: 10 // HUNEY VAUGHN COURT REPORTERS; 206 6th Ave, Suite 200, Des Moines, IA 50309; court reporting; proofreader; 4/14/2015; Business hours per month: 20
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-21 |
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