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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-07-05 |
| HI | RA | APPROVED | 2018-11-02 |
Branch Locations
1188 Bishop Street Suite 1503, Honolulu, HI 96813 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Honolulu | HI | 05/2013 | 11/2018 |
| Osaic Wealth, Inc. | Honolulu | HI | 11/2018 | Present |
1) BRIAN CHING POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 1088 Bishop Street, #2501, Honolulu HI 96813, United States DESCRIPTION: Rental Property 2) BSCC FINANCIAL POSITION: IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/03/2013 ADDRESS: 1188 Bishop Street, Suite 1503, Honolulu HI 96813, United States DESCRIPTION: Sales / Marketing of Securities, Investment Advisory and Insurance Products 3) BSCC FINANCIAL - FIXED INSURANCE POSITION: Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/03/2013 ADDRESS: 1188 Bishop Street, Suite 1503, Honolulu HI 96813, United States DESCRIPTION: Sales / Marketing of fixed annuities and non-variable insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-11 |
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