Brian S.C. Ching

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2018
  Jhfn Sii
  Honolulu, HI
• 11/2018 → Present
  Osaic Wealth, Inc.
  Honolulu, HI

Previous Registrations

• 2016-08-03 → 2018-11-02
  Signator Investors, Inc.
  Honolulu, HI
• 1997-07-17 → 2005-01-12
  Morgan Stanley Dw Inc.
  Honolulu, HI

Other Businesses

1) BRIAN CHING POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 1088 Bishop Street, #2501, Honolulu HI 96813, United States DESCRIPTION: Rental Property 2) BSCC FINANCIAL POSITION: IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/03/2013 ADDRESS: 1188 Bishop Street, Suite 1503, Honolulu HI 96813, United States DESCRIPTION: Sales / Marketing of Securities, Investment Advisory and Insurance Products 3) BSCC FINANCIAL - FIXED INSURANCE POSITION: Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/03/2013 ADDRESS: 1188 Bishop Street, Suite 1503, Honolulu HI 96813, United States DESCRIPTION: Sales / Marketing of fixed annuities and non-variable insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-25
• S63 Uniform Securities Agent State Law Examination
  1997-04-11

Other Names

• Brian Sau Cheong Ching