James Brooks Dorman

Employer firm

Dorman Financial Management, P.a. CRD 136881

$161M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• ADVISORY CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → Present
  Dorman Financial Management, P.A
  Maitland, FL
• 04/2002 → Present
  James B. Dorman Jr. Cpa/Insurance Agent
  Maitland, FL

Previous Registrations

• 1997-04-09 → 2004-12-07
  Fsc Securities Corporation
  Maitland, FL

Other Businesses

1) DORMAN FINANCIAL MANAGEMENT, PA (DBA) INDEPENDENT REGISTERED INVESTMENT ADVISOR; INSURANCE; TAX SERVICES; OWNER/OFFICER; 90% TIME SPENT; 100% OWNERSHIP; CONTINUOUS TERM; $490K/YR COMP 2) BLUE OCEAN WEALTH ADVISORS, OWNERSHIP 50%, TIMES SPENT 0%

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-03
• S63 Uniform Securities Agent State Law Examination
  1997-04-01

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Jim Dorman