Vincent Darnell Kalbach

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2009 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 1999-03-30 → 2010-05-05
  Altius Financial, Inc.
• 1999-01-01 → 2007-12-04
  Lpl Financial Llc
  Denver, CO
  Denver, CO
• 1999-03-30 → 2002-12-31
  Altius Financial, Inc.
  Denver , CO

Other Businesses

1) INSURANCE, DENVER, CO, 80111, 02/1997, INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES, INV-REL, 5 HR/MO - 5 HR/MO TRADING 3) CIRA, FAIRFIELD, IA, 10/2009, INVESTMENT ADVISOR REPRESENTATIVE OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 4) KALBACH WEALTH MANAGEMENT, GREENWOOD VILLAGE, CO, 10/2022, FINANCIAL BUSINESS OWNER, DBA, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-02-18

Other Names

• Vincent D Kalbach