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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-01
  • FL RA
    APPROVED
    Since 2023-09-01

Branch Locations

5310 Nw 33 Ave. Suite 206, Fort Lauderdale, FL 33309 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Company Plantation FL 07/2013 09/2017
Princor Financial Services Corporation Plantation FL 07/2013 09/2017
Regulus Advisors, Llc Kentwood MI 09/2017 11/2017
Regal Investment Advisors, Llc Kentwood MI 09/2017 11/2017
Sagepoint Financial, Inc. Fort Lauderdale FL 11/2017 09/2023
Osaic Wealth, Inc. Fort Lauderdale FL 09/2023 Present
  • 07/2013 → 09/2017
    Principal Life Ins Company
    Plantation, FL
  • 07/2013 → 09/2017
    Princor Financial Services Corporation
    Plantation, FL
  • 09/2017 → 11/2017
    Regulus Advisors, Llc
    Kentwood, MI
  • 09/2017 → 11/2017
    Kentwood, MI
  • 11/2017 → 09/2023
    Sagepoint Financial, Inc.
    Fort Lauderdale, FL
  • 09/2023 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2017-11-21 → 2023-09-01
    Osaic Services, Inc.
    Fort Lauderdale, FL
  • 2017-10-12 → 2017-11-28
    Miami, FL
    Kentwood, MI
  • 2013-08-12 → 2017-09-27
    Miramar, FL
    Plantation, FL
    Plantation, FL
    Miramar, FL
    Miramar, FL
    Plantation, FL
  • 2006-01-11 → 2013-07-18
    Msi Financial Services, Inc.
    Plantation, FL
  • 2004-06-01 → 2006-01-26
    Raymond James Financial Services, Inc.
    Aventura, FL
    Hollywood, FL
  • 2002-01-11 → 2004-05-24
    Banc Of America Investment Services, Inc.
    Pembroke Pines, FL
Other Businesses

1) LIFECRAFT FINANCIAL GROUP POSITION: President CEO NATURE: Corporation,LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/11/2013 ADDRESS: 5310 NW 33 AVE., SUITE 206, Ft. Lauderdale FL 33309, United States DESCRIPTION: running joing appointments, training, offering fixed products including life insurance to clients and prospects in the Civil servant market. 2) CREATIVE FINANCIAL NETWORK POSITION: VP of Development NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/22/2017 ADDRESS: 5310 NW 33 AVE. suite 206, Ft. Lauderdale FL 33309, United States DESCRIPTION: offering life and fixed products to clients and prospects 3) EDGARD J PIERRE FOUNDATION POSITION: VP NATURE: Non for Profit corp INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/06/2011 ADDRESS: 2401 NE 199 street, Miami FL 33180, United States DESCRIPTION: Setting up promoting fundraisers and traveling to Haiti to help feed and support orphanage in Haiti 4) GERSON LEHRMAN GROUP POSITION: GLG Council Member NATURE: llc INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 09/01/2018 ADDRESS: 2401 NE 199 street, Miami FL 33180, United States DESCRIPTION: This is a part time consulting position . I would be consulting and doing surveys for companies . Will not be selling any insurance or investments. this is for consulting only

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-05
  • S66 Uniform Combined State Law Examination
    2002-02-05
Other Names
  • Jean Pierre

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