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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-03-18 |
| TX | RA | APPROVED_RES | 2017-01-03 |
| MI | RA | APPROVED | 2011-01-04 |
Branch Locations
4805 Towne Centre Rd, Saginaw, MI 48604 • United States
Stuart, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saginaw | MI | 01/2011 | Present |
| Bank Of America, N.A. | Saginaw | MI | 01/2011 | Present |
I*73058 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LEYKON PEAKS, LLC. INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MIDLAND, MICHIGAN 48640 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/19/2014 NUMBER OF HOURS DEVOTED: 40 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC TO LIMIT LIABILITY FOR VACATION HOME RENTAL PREVIOUSLY DISCLOSED AND APPROVED. I*111588 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BM VACATION HOME INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MIDLAND, MICHIGAN 48640 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/16/2018 NUMBER OF HOURS DEVOTED: 20 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: VACATION RENTAL HOME I*111587 For profit or not for profit: For-Profit Organization Name of outside business organization: Field of Play Marketing Investment related: N Address of business: Pittsburgh, Pennsylvania 15241 Nature of business: Sole Proprietorship, Position, title, association: Other, contractor Start date of relationship: 6/11/2018 Number of hours devoted: 10 hour(s) Quarterly Number of hours devoted during trading hours: 2 Duties: Professional Speaking to various groups about my experiences as a Navy Seal covering the following topics: Teamwork, overcoming adversity, resiliency, etc... I*126619 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Michigan Heroes Museum Investment related: N Address of business: Frankenmuth, Michigan 48734 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 9/19/2019 Number of hours devoted: 100 hour(s) Annually Number of hours devoted during trading hours: 40 Duties: To Honor, Remember, and Respect Michigan's Heroes. Our Museum with its 850 plus displays Honors the Heroes of Michigan in our 8 Hallowed galleries from the Civil War to the War on Terror and also includes a Space Exhibit.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-21 |
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