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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-04-07 |
Branch Locations
8028 Greenleaf Ave, Whittier, CA 90602 • United States
15175 Whittier Blvd, Whittier, CA 90603 • United States
10761 Valley Blvd Ste C, El Monte, CA 91731 • United States
16014 Foothill Blvd, Fontana, CA 92335 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Beverly Hills | CA | 02/2014 | 07/2018 |
| Chasing Value Asset Management | Santa Monica | CA | 07/2018 | 04/2020 |
| Credit Union Of Southern California | Whittier | CA | 04/2020 | Present |
| Lpl Financial Llc | Whittier | CA | 04/2020 | Present |
1)4/6/2020- SoCal Wealth Management-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-14 |
| S65 | Uniform Investment Adviser Law Examination | 1997-05-14 |
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