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Christopher Adam Toro

A.G.P. / Alliance Global Partners

New York, NY

Yonkers, NY

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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-06-26
LA RA APPROVED 2025-06-04
NY RA APPROVED 2025-05-29
MD RA APPROVED 2025-05-28
PA RA APPROVED 2025-05-28
TX RA APPROVED_RES 2025-05-28
  • NJ RA
    APPROVED
    Since 2025-06-26
  • LA RA
    APPROVED
    Since 2025-06-04
  • NY RA
    APPROVED
    Since 2025-05-29
  • MD RA
    APPROVED
    Since 2025-05-28
  • PA RA
    APPROVED
    Since 2025-05-28
  • TX RA
    APPROVED_RES
    Since 2025-05-28

Branch Locations

40 Wall Street, New York, NY 10005 • United States

Yonkers, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph Gunnar & Co., Llc. New York NY 08/2014 05/2025
Alliance Global Partners New York NY 05/2025 Present
  • 08/2014 → 05/2025
    Joseph Gunnar & Co., Llc.
    New York, NY
  • 05/2025 → Present
    Alliance Global Partners
    New York, NY
Previous Registrations
  • 2014-08-15 → 2025-05-28
    Joseph Gunnar & Co. Llc
    Yonkers, NY
    Uniondale, NY
    New York, NY
    Uniondale, NY
  • 2010-09-21 → 2014-08-18
    B. Riley Wealth Advisors, Inc.
    New York City, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-16
S63 Uniform Securities Agent State Law Examination 1997-01-29
  • S65 Uniform Investment Adviser Law Examination
    2010-11-16
  • S63 Uniform Securities Agent State Law Examination
    1997-01-29

View on SEC IAPD

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