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Shawn Patrick Bean

Charles Schwab & Co., Inc.

Woodland Hills, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

6250 Topanga Canyon Blvd Suite 1545, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Cave Creek AZ 06/2016 05/2017
Tdameritrade Woodland Hills CA 05/2017 12/2022
Charles Schwab & Co., Inc. Woodland Hills CA 12/2022 Present
  • 06/2016 → 05/2017
    Unemployed
    Cave Creek, AZ
  • 05/2017 → 12/2022
    Tdameritrade
    Woodland Hills, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Woodland Hills, CA
Previous Registrations
  • 2017-06-02 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Scottsdale, AZ
    Thousand Oaks, CA
    Woodland Hills, CA
  • 2017-06-02 → 2022-10-14
    Td Ameritrade, Inc.
    Scottsdale, AZ
    Thousand Oaks, CA
    Santa Barbara, CA
    Woodland Hills, CA
  • 2008-11-25 → 2016-06-13
    Harrisdirect Llc
    Arlington, VA
    Scottsdale, AZ
  • 2008-02-20 → 2008-05-16
    Charles Schwab & Co., Inc.
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
Other Businesses

1) Rental property | Investment Related:No|4836 e. eden |Cave Creek|Arizona|85331|USA|Rental Services (Other than Real Estate)|Property Owner|7/9/2012|Less than 20|0.000000|Home owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-28
S63 Uniform Securities Agent State Law Examination 1997-08-25
  • S66 Uniform Combined State Law Examination
    2008-01-28
  • S63 Uniform Securities Agent State Law Examination
    1997-08-25

View on SEC IAPD

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CITIGROUP GLOBAL MARKETS INC.
CHELSEA MANAGEMENT COMPANY

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MICHAEL WILLIAM JOHNS
STEWART E SCHRADER
Daniel Polyakov
Carol Ann Casebolt
Homer Jonathan Reed Wilson
JAMES MATTHEW PATTON
LISA ESTELLE HARWOOD
JEFFREY ALAN HARWOOD

Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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