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James V Conlan

J.P. Morgan Securities LLC

Newark, DE

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-03-03
  • DE RA
    APPROVED
    Since 2023-03-03

Branch Locations

500 Stanton Christiana Rd, Newark, DE 19713 • United States

50 Rowes Wharf, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Newark DE 10/2008 Present
Jpmorgan Chase Bank Na Newark DE 10/2013 Present
  • 10/2008 → Present
    Jpmorgan Securities Llc
    Newark, DE
  • 10/2013 → Present
    Jpmorgan Chase Bank Na
    Newark, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-14
S65 Uniform Investment Adviser Law Examination 1998-05-23
S63 Uniform Securities Agent State Law Examination 1998-02-13
  • S66 Uniform Combined State Law Examination
    2023-02-14
  • S65 Uniform Investment Adviser Law Examination
    1998-05-23
  • S63 Uniform Securities Agent State Law Examination
    1998-02-13
Other Names
  • James Vincent Conlan

View on SEC IAPD

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EAGLE STRATEGIES LLC · NEWARK, DE
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