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Norman Steven Thomson

Edelman Financial Engines

Federal Way, WA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-30
WA RA APPROVED 2016-11-30
  • TX RA
    APPROVED_RES
    Since 2016-11-30
  • WA RA
    APPROVED
    Since 2016-11-30

Branch Locations

32001 32Nd Avenue South Suite 330, Federal Way, WA 98001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 01/2014 11/2016
Financial Engines Advisors L.L.C. Federal Way WA 11/2016 Present
  • 01/2014 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Federal Way, WA
Previous Registrations
  • 2014-01-23 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Overland Park, KS
    Federal Way, WA
  • 2008-05-23 → 2014-02-18
    The Mutual Fund Store
    Federal Way, WA
    Federal Way, WA
    Lynnwood, WA
  • 2004-12-13 → 2007-08-08
    Signator Financial Services, Inc.
    Bellevue, WA
    Bellevue, WA
  • 1999-05-25 → 2004-08-06
    Charles Schwab & Co., Inc.
    Seattle, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-05-08
S65 Uniform Investment Adviser Law Examination 1997-05-08
  • S63 Uniform Securities Agent State Law Examination
    1997-05-08
  • S65 Uniform Investment Adviser Law Examination
    1997-05-08

View on SEC IAPD

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Other Investors

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CYNTHIA JEAN CANNON
KATHERINE DAURORA CANNON
HAO YUN TAFF

Other Offices

OSAIC WEALTH, INC. · FEDERAL WAY, WA
OSAIC WEALTH, INC. · FEDERAL WAY, WA
LPL FINANCIAL LLC · FEDERAL WAY, WA
EDWARD JONES · FEDERAL WAY, WA
EDWARD JONES · FEDERAL WAY, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · FEDERAL WAY, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · FEDERAL WAY, WA
LPL FINANCIAL LLC · FEDERAL WAY, WA

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