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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-08-18
TX RA APPROVED 2025-08-18
  • MN RA
    APPROVED
    Since 2025-08-18
  • TX RA
    APPROVED
    Since 2025-08-18

Branch Locations

433 W 3Rd Street Suite 101, Red Wing, MN 55066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Discovery Financial Centers Red Wing MN 04/1999 12/2023
National Planning Corporation Red Wing MN 05/2012 11/2017
Lpl Financial Llc Red Wing MN 11/2017 08/2025
Raymond James Financial Services, Inc. Red Wing MN 08/2025 Present
Raymond James Financial Services Advisors, Inc. Red Wing MN 08/2025 Present
  • 04/1999 → 12/2023
    Discovery Financial Centers
    Red Wing, MN
  • 05/2012 → 11/2017
    National Planning Corporation
    Red Wing, MN
  • 11/2017 → 08/2025
    Red Wing, MN
  • 08/2025 → Present
    Raymond James Financial Services, Inc.
    Red Wing, MN
  • 08/2025 → Present
    Red Wing, MN
Previous Registrations
  • 2017-11-29 → 2025-08-21
    Red Wing, MN
    Red Wing, MN
    Bloomington, MN
  • 2014-02-05 → 2017-11-29
    National Planning Corporation
    Red Wing, MN
    Eagan, MN
    Hastings, MN
    Los Angeles, CA
    Bloomington, MN
Other Businesses

(1)Name of Business: Jones Family Foundation Address: 31021 Lakeview Drive, Red Wing, MN, 55066, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Serve on philanthropic board and chair the finance committee (2)Name of Business: United Lutheran Chirch Address: 628 West 5th Street, Red Wing, MN, 55066, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Council Member of Church and treasurer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-03
S63 Uniform Securities Agent State Law Examination 1997-01-15
  • S65 Uniform Investment Adviser Law Examination
    1997-10-03
  • S63 Uniform Securities Agent State Law Examination
    1997-01-15

View on SEC IAPD

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