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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-08-18 |
| TX | RA | APPROVED | 2025-08-18 |
Branch Locations
433 W 3Rd Street Suite 101, Red Wing, MN 55066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Discovery Financial Centers | Red Wing | MN | 04/1999 | 12/2023 |
| National Planning Corporation | Red Wing | MN | 05/2012 | 11/2017 |
| Lpl Financial Llc | Red Wing | MN | 11/2017 | 08/2025 |
| Raymond James Financial Services, Inc. | Red Wing | MN | 08/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Red Wing | MN | 08/2025 | Present |
(1)Name of Business: Jones Family Foundation Address: 31021 Lakeview Drive, Red Wing, MN, 55066, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Serve on philanthropic board and chair the finance committee (2)Name of Business: United Lutheran Chirch Address: 628 West 5th Street, Red Wing, MN, 55066, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Council Member of Church and treasurer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-15 |
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