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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-08-26 |
| OH | RA | APPROVED | 1999-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dublin | OH | 07/1994 | Present |
| Bank Of America, N.A. | Upper Arlington | OH | 11/2009 | Present |
I*19659 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AMERICAN CANCER SOCIETY - FRANKLIN COUNTY, OHIO INVESTMENT RELATED: N ADDRESS OF BUSINESS: 5555 FRANTZ ROAD, DUBLIN, OHIO 43017 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/1/2005 NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NON-PROFIT/CANCER SERVICES BOARD OF DIRECTORS/NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-01-26 |
| S66 | Uniform Combined State Law Examination | 1999-09-07 |
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