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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-29 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
3900 Kilroy Airport Way Ste 190, Long Beach, CA 90806-6815 • United States
Cerritos, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Long Beach | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Long Beach | CA | 03/2020 | Present |
Other Business Activities; Kevin Marumoto Elevated Wealth Advisory Group; Check trades requests for Kevin Marumoto's practice. Conduct and review annual reports for the practice.; 3900 Kilroy Airport Way #190 Long Beach, CA 90806, ,; Investment-Related; 02/01/2018; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-24 |
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