Best Investors
Account
Sign in
Best Investors
Account
Sign in
Sound Investment Management Inc CRD 107438
$256M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8215 Tualatin Sherwood Road, Suite 200, Tualatin, OR 97062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2019-03-30 |
Branch Locations
8215 Tualatin Sherwood Road, Suite 200, Tualatin, OR 97062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Threadneedle Investments | Portland | OR | 10/2003 | 10/2016 |
| Unemployed | Portlan | OR | 10/2016 | 03/2019 |
| Sound Investment Management, Inc | Portland | OR | 03/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-07 |
Reach out to this advisor