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Mark J Biallas

Sound Investment Management Inc

Tualatin, OR

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Current Employers
Sound Investment Management Inc

8215 Tualatin Sherwood Road, Suite 200, Tualatin, OR 97062 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2019-03-30
  • OR RA
    APPROVED
    Since 2019-03-30

Branch Locations

8215 Tualatin Sherwood Road, Suite 200, Tualatin, OR 97062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Threadneedle Investments Portland OR 10/2003 10/2016
Unemployed Portlan OR 10/2016 03/2019
Sound Investment Management, Inc Portland OR 03/2019 Present
  • 10/2003 → 10/2016
    Columbia Threadneedle Investments
    Portland, OR
  • 10/2016 → 03/2019
    Unemployed
    Portlan, OR
  • 03/2019 → Present
    Sound Investment Management, Inc
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-21
S63 Uniform Securities Agent State Law Examination 1997-04-07
  • S65 Uniform Investment Adviser Law Examination
    2019-03-21
  • S63 Uniform Securities Agent State Law Examination
    1997-04-07
Other Names
  • Mark James Biallas

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
LPL ENTERPRISE, LLC
INDEPENDENT FINANCIAL GROUP, LLC
U.S. BANCORP ADVISORS, LLC
COASTEDGE PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

HYE JOUNG LEE
ANTHONY CRAIG COUCH
CRAIG ROBERT NETT
SUMMER NICOLE RUDDER
CECILIA BEACH BROWN
ROBERT WHALEY DIEHL
MARK ALBERT KINNEY
RODNEY KEITH DOOLEY

Other Offices

LPL FINANCIAL LLC · SAN DIEGO, CA
LPL ENTERPRISE, LLC · SAN DIEGO, CA
LPL FINANCIAL LLC · SAN DIEGO, CA
INDEPENDENT FINANCIAL GROUP, LLC · SAN DIEGO, CA
LPL FINANCIAL LLC · SAN DIEGO, CA
U.S. BANCORP ADVISORS, LLC · San Diego, CA
COASTEDGE PARTNERS, LLC · SAN DIEGO, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN DIEGO, CA

More in Tualatin, OR

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