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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-07 |
| NC | RA | APPROVED | 2023-07-21 |
| PA | RA | APPROVED | 2023-07-21 |
| NY | RA | APPROVED | 2021-04-05 |
| FL | RA | APPROVED | 2014-04-07 |
| CA | RA | APPROVED | 2001-03-16 |
Branch Locations
570 Lexington Ave., New York, NY 10022 • United States
Milford, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rochdale Investment Management | New York | NY | 01/2000 | Present |
| Rim Securities Llc | New York | NY | 01/2000 | Present |
(1) Name of Entity: EMJ Partners LLC; Investment-related; Address: 2370 36th Street, Astoria, NY 11105. Mailing Address: PO Box 1037, Milford, PA 18337; Nature of OBA: Rental Property; Position/Title/Relationship: Partner; Start Date: 01/01/2008; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner/Manager. (2) Name of Entity: 2643 Partners LLC; Investment-related; Address: 2643 29th Street, Astoria, NY 11102. Mailing Address: PO Box 1037, Milford, PA 18337; Nature of OBA: Rental Property; Position/Title/Relationship: Partner; Start Date: 09/12/2012; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner/Manager. (3) Name of Entity: Waldron St. Partner II LLC; Investment-related; Address: 2117 19th Street, Astoria, NY 11105. Mailing Address: PO Box 1037, Milford, PA 18337; Nature of OBA: Rental Property; Position/Title/Relationship: Partner; Start Date: 01/09/2017; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner/Manager. (4) Name of Entity: 1832 21st Drive; Investment-related; Address: 1832 21st Drive, Astoria, NY 11105. Mailing Address: PO Box 1037, Milford, PA 18337; Nature of OBA: Rental Property; Position/Title/Relationship: Sole Proprietor; Start Date: 09/17/2013; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner/Manager. (5) Name of Entity: Hunting Gate Holdings LLC; Investment-related; Address: 2272 38th Street Astoria, NY 11105; Nature of OBA: This LLC was set up for estate planning purposes. I transferred my ownership interests in Waldron St. Partners II LLC, 2643 Partners LLC & 2645 Partners LLC into this LLC. I then gifted the following ownership: 15% to my brother John, 5% each to his children Daniel & Ella Rose, 5% to my sister Mairead, 5% each to her children Tom & Conn.; Position/Title/Relationship: Partner; Start Date: 12/28/2023; Time devoted: 5 hours per month; 0 during securities trading hours; Duties: Make all decision related to tenants & finances. (6) Name of Entity: Bohermore Partners LLC; Investment-related; Address: 2272 38th Street Astoria, NY 11105; Nature of OBA: This LLC was set up for estate planning purposes. I transferred my ownership interests in Waldron St. Partners I LLC & EMJ Partners LLC into this LLC. I then gifted 24.5% ownership to my brother John & 8% ownership to my brother Michael.; Position/Title/Relationship: Partner; Start Date: 12/28/2023; Time devoted: 5 hours per month; 0 during securities trading hours; Duties: Make all tenant & financial decisions related to the properties owned. (7) Name of Entity: 2312 Partners LLC; Investment-related; Address: 2312 30th Road, Astoria, NY 11102. Mailing Address: PO Box 1037, Milford PA 18337 ; Nature of OBA: Rental property; Position/Title/Relationship: Partner; Start Date: 2024-08-01; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner. Manage the finances (collect rents & pay bills). John Dooley (brother) does the day to day activities. (8) Name of Entity: 1832 Partners LLC; Investment-related; Address: 1832 21st Drive, Astoria, NY 11105. Mailing Address: PO Box 1037, Milford, PA 18337 ; Nature of OBA: Rental property; Position/Title/Relationship: Sole Proprietor; Start Date: 2013-09-17; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner/manager. (9) name of the other business: 2119 Partners LLC; Non investment-related; 392 Sawkill Road, Milford, Pennsylvania; LLC was formed in 2024 but was funded in 2025; Owner/manager. start date : 4/16/24; the approximate number of hours/month you devote to the other business: Less than 10% number of hours you devote to the other business during securities trading hours; briefly describe your duties relating to the other business: Responsible for day to day management of the property - collecting rent & paying expenses. I have authority over the checking account for the LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-14 |
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