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Elizabeth Teresa Dooley

Rbc Rochdale, LLC

New York, NY

Milford, PA

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-07
NC RA APPROVED 2023-07-21
PA RA APPROVED 2023-07-21
NY RA APPROVED 2021-04-05
FL RA APPROVED 2014-04-07
CA RA APPROVED 2001-03-16
  • TX RA
    APPROVED
    Since 2025-02-07
  • NC RA
    APPROVED
    Since 2023-07-21
  • PA RA
    APPROVED
    Since 2023-07-21
  • NY RA
    APPROVED
    Since 2021-04-05
  • FL RA
    APPROVED
    Since 2014-04-07
  • CA RA
    APPROVED
    Since 2001-03-16

Branch Locations

570 Lexington Ave., New York, NY 10022 • United States

Milford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rochdale Investment Management New York NY 01/2000 Present
Rim Securities Llc New York NY 01/2000 Present
  • 01/2000 → Present
    Rochdale Investment Management
    New York, NY
  • 01/2000 → Present
    Rim Securities Llc
    New York, NY
Other Businesses

(1) Name of Entity: EMJ Partners LLC; Investment-related; Address: 2370 36th Street, Astoria, NY 11105. Mailing Address: PO Box 1037, Milford, PA 18337; Nature of OBA: Rental Property; Position/Title/Relationship: Partner; Start Date: 01/01/2008; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner/Manager. (2) Name of Entity: 2643 Partners LLC; Investment-related; Address: 2643 29th Street, Astoria, NY 11102. Mailing Address: PO Box 1037, Milford, PA 18337; Nature of OBA: Rental Property; Position/Title/Relationship: Partner; Start Date: 09/12/2012; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner/Manager. (3) Name of Entity: Waldron St. Partner II LLC; Investment-related; Address: 2117 19th Street, Astoria, NY 11105. Mailing Address: PO Box 1037, Milford, PA 18337; Nature of OBA: Rental Property; Position/Title/Relationship: Partner; Start Date: 01/09/2017; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner/Manager. (4) Name of Entity: 1832 21st Drive; Investment-related; Address: 1832 21st Drive, Astoria, NY 11105. Mailing Address: PO Box 1037, Milford, PA 18337; Nature of OBA: Rental Property; Position/Title/Relationship: Sole Proprietor; Start Date: 09/17/2013; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner/Manager. (5) Name of Entity: Hunting Gate Holdings LLC; Investment-related; Address: 2272 38th Street Astoria, NY 11105; Nature of OBA: This LLC was set up for estate planning purposes. I transferred my ownership interests in Waldron St. Partners II LLC, 2643 Partners LLC & 2645 Partners LLC into this LLC. I then gifted the following ownership: 15% to my brother John, 5% each to his children Daniel & Ella Rose, 5% to my sister Mairead, 5% each to her children Tom & Conn.; Position/Title/Relationship: Partner; Start Date: 12/28/2023; Time devoted: 5 hours per month; 0 during securities trading hours; Duties: Make all decision related to tenants & finances. (6) Name of Entity: Bohermore Partners LLC; Investment-related; Address: 2272 38th Street Astoria, NY 11105; Nature of OBA: This LLC was set up for estate planning purposes. I transferred my ownership interests in Waldron St. Partners I LLC & EMJ Partners LLC into this LLC. I then gifted 24.5% ownership to my brother John & 8% ownership to my brother Michael.; Position/Title/Relationship: Partner; Start Date: 12/28/2023; Time devoted: 5 hours per month; 0 during securities trading hours; Duties: Make all tenant & financial decisions related to the properties owned. (7) Name of Entity: 2312 Partners LLC; Investment-related; Address: 2312 30th Road, Astoria, NY 11102. Mailing Address: PO Box 1037, Milford PA 18337 ; Nature of OBA: Rental property; Position/Title/Relationship: Partner; Start Date: 2024-08-01; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner. Manage the finances (collect rents & pay bills). John Dooley (brother) does the day to day activities. (8) Name of Entity: 1832 Partners LLC; Investment-related; Address: 1832 21st Drive, Astoria, NY 11105. Mailing Address: PO Box 1037, Milford, PA 18337 ; Nature of OBA: Rental property; Position/Title/Relationship: Sole Proprietor; Start Date: 2013-09-17; Time devoted: 2 hours per month; 0 during securities trading hours; Duties: Owner/manager. (9) name of the other business: 2119 Partners LLC; Non investment-related; 392 Sawkill Road, Milford, Pennsylvania; LLC was formed in 2024 but was funded in 2025; Owner/manager. start date : 4/16/24; the approximate number of hours/month you devote to the other business: Less than 10% number of hours you devote to the other business during securities trading hours; briefly describe your duties relating to the other business: Responsible for day to day management of the property - collecting rent & paying expenses. I have authority over the checking account for the LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-17
S63 Uniform Securities Agent State Law Examination 1997-01-14
  • S65 Uniform Investment Adviser Law Examination
    2000-07-17
  • S63 Uniform Securities Agent State Law Examination
    1997-01-14
Designations
Other Names
  • Betty Dooley

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