Nicholas T Jembelis

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-11-17
TX	RA	APPROVED_RES	2025-11-17

NY RA
APPROVED

Since 2025-11-17
TX RA
APPROVED_RES

Since 2025-11-17

Branch Locations

One Manhattanville Road Suite 402, Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
David Lerner Associates Inc	White Plains	NY	09/1999	11/2025
Janney Montgomery Scott Llc	Purchase	NY	11/2025	Present

09/1999 → 11/2025

David Lerner Associates Inc

White Plains, NY
11/2025 → Present

Janney Montgomery Scott Llc

Purchase, NY

Other Businesses

Lyceum Club of Tarrytown, Tarrytown, NY. Board Member (11/2024) - setting up for social events. Not investment related, not compensated, 1 hour/month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-11
S63	Uniform Securities Agent State Law Examination	1999-11-09

S66 Uniform Combined State Law Examination

2025-11-11
S63 Uniform Securities Agent State Law Examination

1999-11-09

Other Names

Nick Jembelis

View on SEC IAPD

Current Employers

Janney Montgomery Scott Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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