Michael Faro

Current Employers

Employment History

• 05/2011 → 05/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2011 → 05/2017
  Bank Of America, Na
  New York, NY
• 05/2017 → 11/2017
  Morgan Stanley
  New York, NY
• 11/2017 → 03/2020
  Ameriprise Financial Advisors Inc.
  New York, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  New York, NY

Previous Registrations

• 2012-10-12 → 2017-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

Business Ownership; Beacon Lighthouse, LLC; Owner of the business.; Holding company; 30 North Gould Street, Suite R, , Sheridan, WY, 82801; Not Investment-Related; 11/08/2022; 0 hours per month; 0 during trading hours / Soldi, Inc.; Same as my role for Ameriprise...to act as a Financial Advisor; Manage and operate our Ameriprise practice; 777 West Putnam Avenue, 3rd Floor, Greenwich, CT, 06830; Not Investment-Related; 07/01/2019; 0 hours per month; 0 during trading hours / Lighthouse Beacon, LLC; None. I am merely the founder; Holding company; 2389 Main Street, Suite 100, , Glastonbury, CT, 06033; Not Investment-Related; 11/09/2022; 0 hours per month; 0 during trading hours. Board of Directors; Yale Swimming & Diving Association; n/a; Yale Athletic Association P.O. Box 1844 New Haven, CT 06508-1844, ,; ; 12/21/2017; 1 to 9 hours per month; 0 during trading hours / Yale Alumni Schools Committee; ASC Director; 38 Hillhouse AveNew Haven, CT 06511, ,; ; 12/21/2017; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1998-01-14

Other Names

• Michael Charles Faro
• Michael Faro