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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rogers & Laban Pa, Cpas | Columbia | SC | 06/1976 | Present |
| 1St Global Capital Corp | Dallas | TX | 08/1999 | 10/2019 |
| 1St Global Advisors, Inc | Columbia | SC | 07/2000 | 10/2019 |
| Avanatx Insurance Services, Inc. | Columbia | SC | 04/2008 | 09/2025 |
| Avantax Investment Services, Inc. | Columbia | SC | 10/2019 | 09/2025 |
| Avantax Advisory Services | Columbia | SC | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Columbia | SC | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) PALMETTO WEALTHCARE, LLC POSITION: MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2007 ADDRESS: Columbia SC 29204, United States DESCRIPTION: null 2) 1919 BULL STREET, LLC POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/21/2003 ADDRESS: Cola SC , United States DESCRIPTION: Rental real estate 3) B&G PARTNERSHIP POSITION: INVESTOR NATURE: STOCKS AND MUTUAL FUNDS INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 DESCRIPTION: INVEST IN STOCKS AND MUTUAL FUNDS. 4) ROGERS & LABAN PA, CPAS POSITION: PARTNER NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/1976 DESCRIPTION: CPA firm 5) 2015 INVESTMENT PROPERTIES LLC POSITION: MEMBER NATURE: REAL ESTATE RENTALS AND SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/16/2015 ADDRESS: Columbia SC , United States DESCRIPTION: FINANCIAL RECORD KEEPING. 6) VILLAGE AT NAZARETH LLC POSITION: MEMBER/CPA NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2013 ADDRESS: Columbia SC 29204, United States DESCRIPTION: CPA SERVICES 7) THE CASON GROUP POSITION: AGENT NATURE: GENERAL INSURANCE AGENCY INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2008 ADDRESS: Columbia SC , United States DESCRIPTION: Insurance sales 8) COLUMBIA JEWISH COMMUNITY CENTER POSITION: President NATURE: Columbia Jewish Community Center INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 12/22/2019 ADDRESS: 306 Flora Drive, Columbia SC 29223, United States DESCRIPTION: President 9) SZKARADEK FAMILY TRUST POSITION: Trustee NATURE: Trustee of a family trust for clients of CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2022 ADDRESS: 1919 Bull Street, Columbia SC 29201, United States DESCRIPTION: Trustee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-16 |
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