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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-07-21 |
| TX | RA | APPROVED | 2023-06-23 |
Branch Locations
707 Slokie Blvd Suite 600, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miramar Capital | Northbrook | IL | 08/2020 | 03/2023 |
| Arete Wealth Management, Llc | Chicago | IL | 06/2023 | Present |
| Arete Wealth Advisors, Llc | Chicago | IL | 06/2023 | Present |
| Ubs Financial Services Inc. | Chicago | IL | 11/2003 | 08/2020 |
1. DBA: Fincadia 2. Ann & Robert H Lurie Childrens Hospital Children's Research Fund, Board Member, 1 hour per month. 225 E Chicago Ave Chicago IL, 60611. Start date 1/12/2006.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-15 |
| S65 | Uniform Investment Adviser Law Examination | 1997-01-23 |
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