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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 10/2009 | Present |
| Bank Of America,N.A. | Houston | TX | 06/2011 | Present |
I*902290 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: CONCAN, Texas, 78838 Nature of business: Position, title, association: Sole owner, Start date of relationship: 8/1/2022 Number of hours devoted: 120 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-17 |
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