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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-07-01 |
| TX | RA | APPROVED | 2024-07-01 |
| VA | RA | APPROVED | 2024-07-01 |
Branch Locations
111 Central Avenue, Asheville, NC 28801 • United States
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pinnacle Advisory Group, Inc. | Columbia | MD | 11/2012 | 12/2016 |
| Focus Wealth Management, Ltd. | Middleburg | VA | 12/2016 | 06/2017 |
| Buckingham Strategic Wealth, Llc | Clayton | MO | 07/2017 | 06/2024 |
| Focus Partners Wealth, Llc | Clayton | MO | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-20 |
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