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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-07-01
TX RA APPROVED 2024-07-01
VA RA APPROVED 2024-07-01
  • NC RA
    APPROVED
    Since 2024-07-01
  • TX RA
    APPROVED
    Since 2024-07-01
  • VA RA
    APPROVED
    Since 2024-07-01

Branch Locations

111 Central Avenue, Asheville, NC 28801 • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Advisory Group, Inc. Columbia MD 11/2012 12/2016
Focus Wealth Management, Ltd. Middleburg VA 12/2016 06/2017
Buckingham Strategic Wealth, Llc Clayton MO 07/2017 06/2024
Focus Partners Wealth, Llc Clayton MO 07/2024 Present
  • 11/2012 → 12/2016
    Pinnacle Advisory Group, Inc.
    Columbia, MD
  • 12/2016 → 06/2017
    Focus Wealth Management, Ltd.
    Middleburg, VA
  • 07/2017 → 06/2024
    Buckingham Strategic Wealth, Llc
    Clayton, MO
  • 07/2024 → Present
    Clayton, MO
Previous Registrations
  • 2017-08-01 → 2024-07-01
    Buckingham Strategic Wealth, Llc
    Middleburg, VA
    Fairfax, VA
    St Louis, MO
  • 2016-12-17 → 2017-08-01
    Focus Wealth Management, Ltd.
    Fairfax, VA
  • 2013-05-06 → 2016-12-08
    Pinnacle Advisory Group, Inc.
    Columbia, MD
  • 2008-02-26 → 2012-11-20
    Securian Financial Services, Inc.
    Daniel Island, SC
  • 2004-05-24 → 2007-12-31
    First Horizon Advisors, Inc.
    Fairfax, VA
    Fairfax, VA
    Mt. Pleasant, SC
    Memphis, TN
  • 1999-03-19 → 2004-10-13
    Ashburn, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-30
S63 Uniform Securities Agent State Law Examination 1997-02-20
  • S65 Uniform Investment Adviser Law Examination
    1998-03-30
  • S63 Uniform Securities Agent State Law Examination
    1997-02-20
Designations
Other Names
  • Barbara Ann Wolf
  • Barbara Ann Clark
  • Barbara Ann Clark

View on SEC IAPD

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