John Baek

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 02/2009 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Fort Lee, NJ
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-03-03 → 2020-11-12
  First Allied Advisory Services, Inc.
  Fort Lee, NJ
  Fort Lee, NJ
• 2007-02-28 → 2009-01-09
  First Allied Advisory Services, Inc.
  Fortlee, NJ

Other Businesses

1.) DBA - JOHN BAEK FINANCIAL SERVICE LLC; MANAGING MEMBER; START DATE 07/01/17; 160 HOURS A MONTH

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-09-17

Designations

• Certified Financial Planner

Other Names

• John Baek
• Seung Surk Beak
• John Baek