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Peter Michael Cadaret

Oppenheimer Asset Management

New York, NY

Oppenheimer & Co. Inc.

New York, NY

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Current Employers
Oppenheimer Asset Management

85 Broad Street, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-06
CA RA APPROVED 2026-01-05
NJ RA APPROVED 2026-01-05
NC RA APPROVED 2026-01-05
TX RA APPROVED 2026-01-05
IL RA APPROVED 2005-08-18
  • GA RA
    APPROVED
    Since 2026-01-06
  • CA RA
    APPROVED
    Since 2026-01-05
  • NJ RA
    APPROVED
    Since 2026-01-05
  • NC RA
    APPROVED
    Since 2026-01-05
  • TX RA
    APPROVED
    Since 2026-01-05
  • IL RA
    APPROVED
    Since 2005-08-18

Branch Locations

85 Broad Street, New York, NY 10004 • United States

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
  • NY RA
    APPROVED
    Since 2021-04-07

Branch Locations

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 04/2003 Present
Oppenheimer Asset Management Inc. New York NY 03/2003 Present
  • 04/2003 → Present
    Oppenheimer & Co. Inc.
    New York, NY
  • 03/2003 → Present
    Oppenheimer Asset Management Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-01
S63 Uniform Securities Agent State Law Examination 1997-02-13
  • S65 Uniform Investment Adviser Law Examination
    2005-12-01
  • S63 Uniform Securities Agent State Law Examination
    1997-02-13

View on SEC IAPD

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