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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| NJ | RA | APPROVED | 2020-06-15 |
| TX | RA | APPROVED_RES | 2020-05-26 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Paramus | NJ | 05/2020 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2020 | Present |
| Ubs Financial Services Inc. | Paramus | NJ | 06/2007 | 05/2020 |
*404918 - Ridgewood Country Club; Investment related No; Paramus, NJ; Non-Profit; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); March 2002;During business hours: 0; After business hours: 1; Accounting/Bookkeeping. *404926 - The Money Date Box ; Investment related - Yes ; Ridgewood, New Jersey ; Education ; Board Member, Investor(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2020 ; During business hours : 0 ; After business hours : 8 ; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-23 |
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