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Derek Alan Boucher

LPl Financial LLC

Melbourne, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-13
TX RA APPROVED 2024-05-06
  • FL RA
    APPROVED
    Since 2024-05-13
  • TX RA
    APPROVED
    Since 2024-05-06

Branch Locations

7331 Office Park Place Ste 300, Melbourne, FL 32940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Indian Harbour Beach FL 10/2009 03/2020
Ameriprise Financial Services, Llc Indian Harbour Beach FL 03/2020 04/2024
Lpl Financial Llc Melbourne FL 05/2024 Present
Previous Registrations
  • 2009-10-05 → 2024-05-13
    Ameriprise Financial Services, Llc
    Melbourne, FL
    Indian Harbour Beach, FL
  • 2003-07-09 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Merritt Island, FL
    Viera, FL
  • 2003-03-06 → 2003-07-09
    Choreo, Llc
    Merritt Island, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-13
S63 Uniform Securities Agent State Law Examination 1997-01-20
  • S65 Uniform Investment Adviser Law Examination
    2001-03-13
  • S63 Uniform Securities Agent State Law Examination
    1997-01-20

View on SEC IAPD

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