Troy Jonathon Wallace

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-04-10
IL	RA	APPROVED	2000-05-08

TX RA
APPROVED_RES

Since 2014-04-10
IL RA
APPROVED

Since 2000-05-08

Branch Locations

263 Shuman Blvd. Suite 130, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Geneva	IL	03/2001	Present

03/2001 → Present

Stifel Nicolaus & Co Inc

Geneva, IL

Other Businesses

1. Earthen Vessels Outreach; 250 S. Pacific Ave Pittsburgh PA 15224; inner-city Pittsburgh after school/mentoring program; board member; quarterly conference call board meetings; affiliation started 01/01/2008; 3.0 hours per quarter; not during securities trading hours; not investment-related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-06
S63	Uniform Securities Agent State Law Examination	1997-05-23

S65 Uniform Investment Adviser Law Examination

1999-12-06
S63 Uniform Securities Agent State Law Examination

1997-05-23

Other Names

Troy J Wallace

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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