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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-31
LA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-31
  • LA RA
    APPROVED
    Since 2017-03-25

Branch Locations

6425 Youree Drive Suite 530, Shreveport, LA 71105 • United States

Shreveport, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance New York NY 09/1997 Present
Metlife Securities Inc. Shreveport LA 01/2015 03/2017
Mml Investors Services, Llc Shreveport LA 03/2017 Present
Massachusetts Mutual Life Insurance Company Shreveport LA 07/2016 Present
  • 09/1997 → Present
    Guardian Life Insurance
    New York, NY
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Shreveport, LA
  • 03/2017 → Present
    Shreveport, LA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Shreveport, LA
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Shreveport, LA
    Shreveport, LA
  • 2006-03-20 → 2015-01-02
    New England Securities
    Shreveport, LA
    Shreveport, LA
Other Businesses

INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS - FIXED ANNUITIES LIFE/ACCIDENT/HEALTH MEDICARE RELATED PRODUCTS - - 1 SECURITY HOURS AND 1 NON SECURITY HOURS - SINCE 01/1999

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-03-13
  • S63 Uniform Securities Agent State Law Examination
    2001-03-13
Other Names
  • Rick Zachry

View on SEC IAPD

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