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1330 Post Oak Blvd., Suite 2100, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-03-02 |
| KY | RA | APPROVED | 2019-12-23 |
| CO | RA | APPROVED | 2019-12-22 |
| CA | RA | APPROVED | 2019-12-20 |
| TX | RA | APPROVED | 2015-02-19 |
Branch Locations
1330 Post Oak Blvd., Suite 2100, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Services, L.L.C. | Houston | TX | 11/1996 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-27 |
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