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Ransom Garris Stokes

LPl Financial LLC

Raleigh, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-21
  • NC RA
    APPROVED
    Since 2025-08-21

Branch Locations

1 Glenwood Ave 8Th Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbt Bank Raleigh NC 12/2008 01/2019
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Bb&T Raleigh NC 01/2019 02/2021
Truist Investment Services, Inc. Raleigh NC 02/2021 09/2023
Truist Advisory Services, Inc. Raleigh NC 02/2021 09/2023
Wells Fargo Clearing Services, Llc Pinehurst NC 09/2023 10/2024
First Horizon Raleigh NC 11/2024 Present
Lpl Financial Llc Raleigh NC 08/2025 Present
  • 12/2008 → 01/2019
    Bbt Bank
    Raleigh, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 02/2021
    Bb&T
    Raleigh, NC
  • 02/2021 → 09/2023
    Truist Investment Services, Inc.
    Raleigh, NC
  • 02/2021 → 09/2023
    Raleigh, NC
  • 09/2023 → 10/2024
    Pinehurst, NC
  • 11/2024 → Present
    First Horizon
    Raleigh, NC
  • 08/2025 → Present
    Raleigh, NC
Previous Registrations
  • 2024-12-12 → 2025-08-21
    First Horizon Advisors, Inc.
    Raleigh, NC
  • 2023-10-02 → 2024-11-13
    Pinehurst, NC
  • 2020-11-17 → 2023-07-12
    Raleigh, NC
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Raleigh, NC
    Charlotte, NC
    Richmond, VA
  • 2009-01-26 → 2018-01-02
    Bb&T Investment Services, Inc.
    Raleigh, NC
    Charlotte, NC
    Pinehurst, NC
  • 2006-03-21 → 2008-12-31
    Bb&T Investment Services, Inc.
    Pinehurst, NC
    Pinehurst, NC
    Charlotte, NC
    Charlotte, NC
  • 2005-01-20 → 2006-03-21
    Bb&T Asset Management, Inc.
    Raleigh, NC
  • 2004-02-11 → 2004-12-31
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 2003-09-29 → 2003-12-31
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 2001-12-31 → 2003-02-21
    Pinehurst, NC
Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/31/2025 2. 08/21/2025- Financial Institution Duty- FIRST HORIZON- INV Related- At Reported Business Location(s)- Start date 12/12/2024- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-24
S63 Uniform Securities Agent State Law Examination 1997-02-24
  • S66 Uniform Combined State Law Examination
    2000-02-24
  • S63 Uniform Securities Agent State Law Examination
    1997-02-24
Other Names
  • Ranse Stokes
  • Ransom Garris Stokes
  • Ranson Garris Stokes

View on SEC IAPD

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