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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbt Bank | Raleigh | NC | 12/2008 | 01/2019 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 02/2021 |
| Bb&T | Raleigh | NC | 01/2019 | 02/2021 |
| Truist Investment Services, Inc. | Raleigh | NC | 02/2021 | 09/2023 |
| Truist Advisory Services, Inc. | Raleigh | NC | 02/2021 | 09/2023 |
| Wells Fargo Clearing Services, Llc | Pinehurst | NC | 09/2023 | 10/2024 |
| First Horizon | Raleigh | NC | 11/2024 | Present |
| Lpl Financial Llc | Raleigh | NC | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/31/2025 2. 08/21/2025- Financial Institution Duty- FIRST HORIZON- INV Related- At Reported Business Location(s)- Start date 12/12/2024- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-24 |
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