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Thomas Walter Kaiser

Garlikov Advisors Inc

Columbus, OH

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Current Employers
Garlikov Advisors Inc

41 S High St Ste 3400, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-05-04
  • OH RA
    APPROVED
    Since 2011-05-04

Branch Locations

41 S High St Ste 3400, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Garlikov & Associates, Inc. Columbus OH 03/1991 Present
M Holdings Securities, Inc. Portland OR 01/2013 03/2018
The Leaders Group Inc Littleton CO 03/2018 Present
Garlikov Advisors Inc Columbus OH 10/2010 Present
  • 03/1991 → Present
    Garlikov & Associates, Inc.
    Columbus, OH
  • 01/2013 → 03/2018
    M Holdings Securities, Inc.
    Portland, OR
  • 03/2018 → Present
    The Leaders Group Inc
    Littleton, CO
  • 10/2010 → Present
    Columbus, OH
Other Businesses

1) GARLIKOV & ASSOCIATES INC - 03/4/1991 - 41 South High Street, Suite 3400, Columbus, OH 43215 - Financial Design Analyst, Invt rel, Insurance Business, Help design the Life Insurance Programs for Producer & also help service the existing policies by doing the annual policy reviews including running in force illustrations, Invt Rel, Life Ins Agency/Insurance Business, 70 hrs/mo; 50 hrs/mo (during trading hours) 2) GARLIKOV ADVISORS INC - 10/15/2010 - 41 South High Street, Suite 3400, Columbus, OH 43215 - Invt Related, IAR Business, IAR Rep, APPROX: 20 hrs/mo; 20 hrs/mo (during trading hours). 3.) TK CRAFTSMANSHIP - 4/1/2019 - 41 S High Street, Suite 3400, Columbus OH 43215 - Consultant for Garlikov & Assoc Inc, Sole Proprietary/Consultant, Financial Design Analyst, Invt Rel, 90 hrs/mo; 60 hrs/mo (during trading hours). 4.) NEXTGEN CREW LLC - 5/11/2026 - 555 N. Columbia Avenue, Bexley Ohio 43209 - Investor, Not Invt Rel, 0 hrs/mo; 0 hrs/mo (during trading hours).

Other Names
  • Thomas W Kaiser

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