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Current Employers
M.BRown Financial Advisors

2728 Forgue Drive Suite 100, Naperville, IL 60564 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-07-29
  • IL RA
    APPROVED
    Since 2021-07-29

Branch Locations

2728 Forgue Drive Suite 100, Naperville, IL 60564 • United States

Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-21
IL RA APPROVED 2010-12-03
  • TX RA
    APPROVED_RES
    Since 2019-05-21
  • IL RA
    APPROVED
    Since 2010-12-03

Branch Locations

2728 Forgue Dr Suite 100, Naperville, IL 60564 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc. Davenport IA 12/2010 Present
M.BRown Financial Advisors Naperville IL 07/2021 Present
Previous Registrations
  • 2005-09-14 → 2011-09-09
    Mm Global Securities, Inc.
    New York, NY
    New York, NY
    Great Neck, NY
    Plainfield, IL
    Plainfield, IL
Other Businesses

1) NON-VARIABLE LIFE/FIXED ANNUITIES; M. BROWN & ASSOCIATES (VIA EUGENE COHEN AGENCY), NAPERVILLE, IL; INSURANCE SALES; AGENT; ACTIVITY BEGAN 11/15/2013; APPROXIMATELY 10 HOURS PER MONTH; APPROXIMATELY 10 HOURS PER MONTH DURING TRADING HOURS; NOT INVESTMENT RELATED; I WILL BE OFFERING LIFE INSURANCE AND ANNUITY PRODUCTS TO EXISTING AND NEW BUSINESS CLIENTS; NON-VARIABLE LIFE, FIXED ANNUITIES, & VARIABLE ANNUITIES. COMPENSATIONS IS BY COMMISSION. 2) BNI A.I.M.; NAPERVILLE, IL CHAPTER; NON INVESTMENT RELATED; MEMBERSHIP COMMITTEE-COMMUNITY BUILDER; REFERRAL BUILDING BUSINESS; MEMBER RELATIONS; ACTIVITY BEGAN 10/2015; APPX 15 HOURS PER MONTH ARE DEVOTED TO THIS ACTIVITY WITH 5 OF THE HOURS DURING TRADING HOURS. MEET WEEKLY TO DEVELOP RELATIONSHIPS WITH OTHER BUSINESS PEOPLE WITH THE GOAL OF DEVELOPING BUSINESS REFERRAL LEADS AND LEAD WEEKLY MEETINGS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-13
S63 Uniform Securities Agent State Law Examination 1997-02-08
  • S65 Uniform Investment Adviser Law Examination
    2005-09-13
  • S63 Uniform Securities Agent State Law Examination
    1997-02-08

View on SEC IAPD

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