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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-18 |
| TX | RA | APPROVED | 2022-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | Dallas | TX | 09/1996 | 06/2021 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 06/2021 |
| The Vanguard Group, Inc. | Dallas | TX | 11/2021 | Present |
| Unemployed | Frisco | TX | 07/2021 | 11/2021 |
| Vanguard Marketing Corporation | Dallas | TX | 11/2021 | Present |
| Vanguard Advisers, Inc. | Dallas | TX | 12/2021 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-19 |
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