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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2006-11-02
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2006-11-02

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

Northport, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 05/1998 Present
Bank Of America,N.A. New York NY 06/2011 Present
Other Businesses

I*101577FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BOY SCOUTS OF AMERICA SUFFOLK COUNTY COUNCILINVESTMENT RELATED: NADDRESS OF BUSINESS:MEDFORD, NEW YORK 11763NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 3/1/2017NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: BOARD MEMBER, SUFFOLK COUNTY COUNCILFUNDRAISINGGOLF OUTING COMMITTEE I* 1611258For profit or not for profit: Name of outside business organization: Ancient Order of HiberniansInvestment related: noAddress of business: Huntington, NYNature of business: Church or Religious OrganizationPosition, title, association: TreasurerStart date of relationship: 01/01/2024Number of hours devoted: 3 monthly Number of hours devoted during trading hours: 0Duties: The Ancient Order of Hibernians is a Catholic fraternal organization for men with Irish heritage. My unit is Division 4 located in Huntington, NY. I was elected treasurer starting in Jan 2024 for a term of 3 years. I*1955263, Entity Type, Charitable,Name of OBA: Trinity Regional School,Address:East Northport,New York,11731 Investment Related: noPosition, Title, Association:Board Member Employee Start Date:09/01/2024 No Hours:20 yearly No Hours during trading: 0Duties:Participate in school board activities such as coordinating with school administration to review policy, curriculum, plant management, fund raising and marketing. I*4655272 Entity Type: Entity Charitable Name of OBA: St. Anthony's High School Fathers' Guild Address: South Huntington, New York, 11747 Investment Related: No Position, Title, Association: Officer Employee Start Date: 06/22/2026 Number of Hours: 80, Yearly Number of Hours during trading: 2, Yearly Duties: St. Anthony's HS is a catholic high school in South Huntington, NY. The Fathers' Guild coordinates student father volunteers to support events like football games, open houses, student concerts and other campus events. As president I would represent the Fathers' Guild to school administration and coordinate volunteers for events during the school year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-16
  • S66 Uniform Combined State Law Examination
    2000-02-16
Other Names
  • Eric Gerard Eschenauer

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