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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-08-16
OH RA APPROVED 2009-03-24
  • TX RA
    APPROVED_RES
    Since 2011-08-16
  • OH RA
    APPROVED
    Since 2009-03-24

Branch Locations

100 North Main St Suite #100, Chagrin Falls, OH 44022 • United States

Novlety, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Chagrin Falls OH 03/2009 Present
Raymond James Financial Services Advisors Inc. Chagrin Falls OH 03/2009 Present
Previous Registrations
Other Businesses

(1)Name of Business: 17228 Park Dr LLC Address: 17228 Park Dr, Chagrin Falls, OH, 44023, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 09/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 17228 Park Dr is my/our mother's home. She was in a nursing home but passed away in 10/2023. My 2 brothers and I rent this property. Pretty basic. (2)Name of Business: Standard Financial Services & Assoc, LLC Address: 100 N Main St Ste 314, Chagrin Falls, OH, 44022-2779, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/01/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: It's a checking account to pay our SA salary and office expenses. (3)Name of Business: Standard Financial Services and Associates, LLC Address: 100 N. Main Street #314, Chagrin Falls, OH, 44022-2767, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 09/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is my Support company for RJ Business

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-24
S65 Uniform Investment Adviser Law Examination 1997-01-24
  • S63 Uniform Securities Agent State Law Examination
    1997-01-24
  • S65 Uniform Investment Adviser Law Examination
    1997-01-24

View on SEC IAPD

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