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Christopher John Hanson

Ria Advisory Group, LLC

Des Moines, IA

Piedmont, SD

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Current Employers
Ria Advisory Group, Llc

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-09
SD RA APPROVED 2020-08-06
  • TX RA
    APPROVED_RES
    Since 2023-01-09
  • SD RA
    APPROVED
    Since 2020-08-06

Branch Locations

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Piedmont, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securties Financial Services Corporation Piedmont SD 06/2009 12/2017
Principal Financial Group Rapid City SD 06/2009 11/2017
Lpl Financial, Llc Piedmont SD 12/2017 08/2020
Visionpoint Advisory Group, Llc Piedmont SD 12/2017 08/2020
Ria Advisory Group Llc Des Moines IA 08/2020 Present
  • 06/2009 → 12/2017
    Principal Securties Financial Services Corporation
    Piedmont, SD
  • 06/2009 → 11/2017
    Principal Financial Group
    Rapid City, SD
  • 12/2017 → 08/2020
    Lpl Financial, Llc
    Piedmont, SD
  • 12/2017 → 08/2020
    Visionpoint Advisory Group, Llc
    Piedmont, SD
  • 08/2020 → Present
    Des Moines, IA
Previous Registrations
  • 2017-12-19 → 2020-08-11
    Piedmont, SD
  • 2009-06-10 → 2017-12-14
    Piedmont, SD
    Rapid City, SD
    Sioux Falls, SD
  • 2008-06-03 → 2009-06-01
    Cetera Investment Services Llc
    Rapid City, SD
    Wall, SD
  • 2008-04-15 → 2008-06-02
    Rapid City, SD
    Custer, SD
    Edgemont, SD
    Hill City, SD
    Hot Springs, SD
    New Underwood, SD
    Rapid City, SD
    Rapid City, SD
    Wall, SD
Other Businesses

1. Hanson Ranch - Not Investment Related - 13644 Sunshine Valley Road, Piedmont SD 57769 - Other-Farm - Started 05/2015 - 10 Hours Per Month/0 Hours During Securities Trading - Time Spent 10% - Run a small ranch. 2. No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 4/16/2018 60 Hours Per Month/3 Hours During Securities Trading - Time Spent 25% - Fixed Life, Fixed Annuity, Disability, LTC. 3. CDVP, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2019 - 200 Hours Per Month During Securities Trading. 4. CK3, INC. - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:02/07/2019 - 5 hrs/mo - 1 hr during trading. 5. Resolve Physician Agency - Investment Related - At Reported Business Location(s) - Other-Benefit Education - Benefit Analyst - Started 11/11/2019 - 7 Hours Per Month During Securities Trading - Calls with doctors to help them understand the benefits that their new possible employer is offering.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-14
S63 Uniform Securities Agent State Law Examination 1996-12-18
  • S65 Uniform Investment Adviser Law Examination
    2008-04-14
  • S63 Uniform Securities Agent State Law Examination
    1996-12-18

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