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Thomas Steven Wegner

LPl Financial LLC

Marietta, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-04
  • GA RA
    APPROVED
    Since 2024-03-04

Branch Locations

307 North Marietta Parkway Ne, Marietta, GA 30060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Jonesboro GA 08/2015 02/2023
Heritage Bank Stockbridge GA 08/2015 02/2023
Raymond James Financial Services, Inc. Mcdonough GA 02/2023 02/2024
Raymond James Financial Services Advisors, Inc. Mcdonough GA 02/2023 02/2024
The First Wealth Management Mcdonough GA 02/2023 02/2024
The First Bank Mcdonough GA 01/2023 02/2024
Lpl Financial Marietta GA 02/2024 Present
Southstate Investment Services Marietta GA 02/2024 Present
  • 08/2015 → 02/2023
    Lpl Financial
    Jonesboro, GA
  • 08/2015 → 02/2023
    Heritage Bank
    Stockbridge, GA
  • 02/2023 → 02/2024
    Raymond James Financial Services, Inc.
    Mcdonough, GA
  • 02/2023 → 02/2024
    Mcdonough, GA
  • 02/2023 → 02/2024
    The First Wealth Management
    Mcdonough, GA
  • 01/2023 → 02/2024
    The First Bank
    Mcdonough, GA
  • 02/2024 → Present
    Lpl Financial
    Marietta, GA
  • 02/2024 → Present
    Southstate Investment Services
    Marietta, GA
Previous Registrations
  • 2023-02-03 → 2024-03-05
    Macdonough, GA
    Hinesville, GA
  • 2015-08-14 → 2023-02-06
    Stockbridge, GA
    San Diego, CA
    Mcdonough, GA
    Mcdonough, GA
    Fayetteville, GA
    Forest Park, GA
    Jonesboro, GA
    Stockbridge, GA
    Hinesville, GA
  • 2015-04-23 → 2015-09-09
    Mcdonough, GA
  • 2014-04-11 → 2015-03-25
    Atlanta, GA
    Atlanta, GA
    Chamblee, GA
  • 2014-01-21 → 2014-04-11
    Cumming, GA
  • 2013-01-11 → 2014-01-21
    Cetera Investment Services Llc
    Cumming, GA
    St Cloud, MN
  • 2010-06-11 → 2012-05-25
    Miami Lakes, FL
    Ft Lauderdale, FL
  • 2009-04-23 → 2009-10-30
    Colonial Asset Management Inc
    Dunwoody, GA
    Montgomery, AL
  • 2008-07-22 → 2009-04-17
    First Horizon Advisors, Inc.
    Chattanooga, TN
  • 2008-09-09 → 2009-04-17
    Ftb Advisors, Inc.
    Memphis, TN
    Chattanooga, TN
  • 2006-07-12 → 2006-12-04
    Raymond James Financial Services, Inc.
    Woodstock, GA
Other Businesses

1- 02/2024 / South State Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 130 hrs during trading / At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-26
S63 Uniform Securities Agent State Law Examination 1999-01-21
  • S66 Uniform Combined State Law Examination
    2005-08-26
  • S63 Uniform Securities Agent State Law Examination
    1999-01-21
Designations
Other Names
  • Tom Wegner

View on SEC IAPD

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