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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2012-04-09 |
| TX | RA | APPROVED | 2012-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bentonville | AR | 04/2012 | Present |
1. 01/13/2012 - Longview Capital Partners, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - 1% TIME SPENT - LLC owns property address where office will be lcoated 2. 02/21/2012 - EGK - Elliott, Guthrie, Kendall Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 7/5/2017 - No Business Name - Investment Related - Bourbon County, KS - Real Estate Rental - Started 10/05/2015 - 1 Hour Per Month During Securities Trading - Own various raw acreage that has some tillable ground. 4. 7/5/2017 - No Business Name - Investment Related - Ashley County, Arkansas - Real Estate Rental - Started 02/01/2017 - 1 Hour Per Month During Securities Trading - Cash rent of raw land for purposes of rancher running cattle. 5. 6/18/2018 - Heritage Wealth Management - Not Investment Related - Little Rock, AR - Real Estate Rental - Start Date:01/01/2018 - 1 Hours Per Month/1 Hours During Trading. 6. 2/27/2019 - Heritage Wealth Management - DBA: Oak Crest Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2019 - 160 Hours Per Month/130 Hours During Securities Trading. 7) 03/05/2025 - Heritage Wealth Management - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:01/01/2018 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-31 |
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