Kenneth Alan Levin

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Schlager, Schlager & Levin
  Bonita Springs, FL
• 09/2010 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 09/2010 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2008-03-06 → 2010-12-31
  Schlager Schlager & Levin
  Fort Myers, FL
• 2006-08-14 → 2009-06-09
  Cambridge Investment Research Advisors, Inc.
  Bonita Springs, FL
• 2001-04-20 → 2006-10-11
  Asset & Financial Planning, Ltd
  Fort Myers, FL

Other Businesses

(1) A) KEN LEVIN B) FIXED INSURANCE C) INSURANCE BROKER OR AGENT - INVESTMENT RELATED D) 40 HOURS PER MONTH. (2) A) PROPERTY RENTAL B) NOT INVESTMENT RELATED C) NO CLIENTS INVOLVED D) OWN 2 RENTAL PROPERTIES (3) a) K Levin Financial LLC b) non-investment related c) 12525 New Brittany Blvd Fort Myers, FL 33907 d) LLC for Tax Purposes e) Managing Member f) 01/01/2016 g) 0 hours per month (4) a) POA for Family Member b) Investment Related c) POA d) 01/01/2016 (5) a) Independent Investment Advisors, LLC b) DBA c) Investment related d) 12525 New Brittany Blvd., Fort Myers, FL 33907 e)Start date: 3/1/2022 f)Owner and Financial Advisor;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-03
• S63 Uniform Securities Agent State Law Examination
  2000-12-04

Other Names

• Ken Levin