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Thomas Garfield Green

Ubs Financial Services Inc.

New York, NY

West Orange, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2009-08-21
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2009-08-21

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

West Orange, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2013 Present
Other Businesses

Notary Public / 306 Gregory Avenue West Orange,New Jersey 07052 / No/ Privately Held / USD / No / No / / Start Date 4/1/16 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-20
S63 Uniform Securities Agent State Law Examination 1997-04-28
  • S65 Uniform Investment Adviser Law Examination
    2009-08-20
  • S63 Uniform Securities Agent State Law Examination
    1997-04-28
Other Names
  • Tom Green

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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