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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-11 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
456 West Foothill Blvd, Claremont, CA 91711 • United States
74199 El Paseo Suite 201, Palm Desert, CA 92260 • United States
3750 University Avenue Suite 600, Riverside, CA 92501 • United States
Ontario, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Clarmont | CA | 06/2009 | Present |
| Citigroup Global Markets Inc. | Claremont | CA | 07/2004 | Present |
THE PAINTBALL SHOP 12345 MOUNTAIN AVE. L CHINO, CA 91710 THE BUSINESS IS NOT INVESTMENT RELATED. THE NATURE OF THE BUSINESS IS A PAINT BALL SUPPLY STORE I AM LISTED AS CO OWNER. MY START DATE WAS 8/19/2004 10 HOURS A MONTH 0 HOURS DURING MARKET HOURS. MY DUTIES INCLUDE ADDING PEOPLE TO THE MAILING LIST AND TRACKING INVENTORY. I DO NOT PARTICIPATE IN THE BUSINESS ON A DAILY BASIS AND AT THIS TIME I DO NOT GET COMPENSATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-03 |
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