Joseph Pierpont Morgan

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → 04/2019
  Lpl Financial, Llc
  Dinuba, CA
• 04/2019 → Present
  Cwm, Llc
  Omaha, NE
• 04/2019 → 06/2023
  Cetera Advisor Networks
  El Segundo, CA
• 11/2002 → Present
  Morgan Wealth Management
  Dinuba, CA
• 06/2016 → 07/2019
  Immanuel Schools
  Reedley, CA

Previous Registrations

• 2019-04-15 → 2023-06-16
  Cetera Wealth Services, Llc
  Dinuba, CA
  El Segundo, CA
  Dinuba, CA
• 2002-11-13 → 2019-05-10
  Lpl Financial Llc
  Dinuba, CA
• 2000-05-17 → 2002-10-02
  Principal Securities, Inc.
  Fresno, CA

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE NAME OF OTHER BUSINESS: HINDS HOSPICE ; INVESTMENT RELATED: NO; ADDRESS: 2490 WEST SHAW SUITE 101 FRESNO,CA 93711 ; NATURE OF BUSINESS: NON PROFIT ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: BOARD/COMMITTEE MEMBER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 2 ; BRIEF DESCRIPTION OF DUTIES: ON MEMBERSHIP COMMITTEE, FINANCE COMMITTEE FOR OVERSIGHT NAME OF OTHER BUSINESS: ROTARY CLUB OF MYRTLE BEACH INVESTMENT RELATED: NO; NATURE OF BUSINESS: ROTARY START DATE: 3/31/2025 POSITION/TITLE: MEMBER APX NUMBER OF HOURS PER MONTH: 4 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: CUSTOMARY DUTIES OF BEING A ROTARIAN

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-06
• S63 Uniform Securities Agent State Law Examination
  1997-01-08

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Joe Morgan
• J P Morgan