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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2004-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Reginald S. Findley Cpa | Dinuba | CA | 01/1985 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2004 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2004 | Present |
1) REGINALD S FINDLEY CPA, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, CPA, ACCTG/TAX PRAC-OWNER SINCE 1/15/85,60HR/WK.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-12-13 |
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