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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-19 |
Branch Locations
2301 S. Mooney Blvd, Visalia, CA 93277-6228 • United States
345 E. Tulare St, Dinuba, CA 93618 • United States
333 E. Tulare Ave, Tulare, CA 93274 • United States
3494 Mt Whitney Avenue, Riverdale, CA 93656 • United States
230 W 7Th Street, Hanford, CA 93230 • United States
1045 Whitley Avenue, Corcoran, CA 93212 • United States
758 Tucker Road, Tehachapi, CA 93561 • United States
1321 Jensen Ave, Sanger, CA 93657 • United States
Visalia, CA • United States
510 J St, Parlier, CA 93648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Washington Mutual Bank/Jpmorgan Chase Bank Na | Moorpark | CA | 05/2003 | 09/2016 |
| J.P. Morgan Securities Llc | Visalia | CA | 10/2012 | 09/2016 |
| Sorrento Pacific Financial, Llc | San Diego | CA | 09/2016 | 12/2017 |
| Bank Of The West | Visalia | CA | 12/2017 | Present |
| Bancwest Investment Services, Inc. | Visalia | CA | 12/2017 | Present |
| Lpl Financial Llc | Visalia | CA | 07/2023 | Present |
1) 05/21/2023 - BMO Investment Services - Investment Related - At Reported Business Locations - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-22 |
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