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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-19
  • CA RA
    APPROVED
    Since 2023-07-19

Branch Locations

2301 S. Mooney Blvd, Visalia, CA 93277-6228 • United States

345 E. Tulare St, Dinuba, CA 93618 • United States

333 E. Tulare Ave, Tulare, CA 93274 • United States

3494 Mt Whitney Avenue, Riverdale, CA 93656 • United States

230 W 7Th Street, Hanford, CA 93230 • United States

1045 Whitley Avenue, Corcoran, CA 93212 • United States

758 Tucker Road, Tehachapi, CA 93561 • United States

1321 Jensen Ave, Sanger, CA 93657 • United States

Visalia, CA • United States

510 J St, Parlier, CA 93648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Washington Mutual Bank/Jpmorgan Chase Bank Na Moorpark CA 05/2003 09/2016
J.P. Morgan Securities Llc Visalia CA 10/2012 09/2016
Sorrento Pacific Financial, Llc San Diego CA 09/2016 12/2017
Bank Of The West Visalia CA 12/2017 Present
Bancwest Investment Services, Inc. Visalia CA 12/2017 Present
Lpl Financial Llc Visalia CA 07/2023 Present
  • 05/2003 → 09/2016
    Washington Mutual Bank/Jpmorgan Chase Bank Na
    Moorpark, CA
  • 10/2012 → 09/2016
    J.P. Morgan Securities Llc
    Visalia, CA
  • 09/2016 → 12/2017
    Sorrento Pacific Financial, Llc
    San Diego, CA
  • 12/2017 → Present
    Bank Of The West
    Visalia, CA
  • 12/2017 → Present
    Bancwest Investment Services, Inc.
    Visalia, CA
  • 07/2023 → Present
    Visalia, CA
Previous Registrations
  • 2017-12-18 → 2023-07-19
    Bancwest Investment Services, Inc.
    Visalia, CA
    Hanford, CA
    Fresno, CA
    Clovis, CA
    Fresno, CA
    Dinuba, CA
    Fresno, CA
    Visalia, CA
  • 2017-03-07 → 2017-12-08
    Sorrento Pacific Financial, Llc
    Kingsburg, CA
    Selma, CA
    Taft, CA
    Hanford, CA
    Huron, CA
    Shafter, CA
    Tulare, CA
    Bakersfield, CA
    San Diego, CA
    Lake Isabella, CA
    Merced, CA
    Merced, CA
    Atwater, CA
Other Businesses

1) 05/21/2023 - BMO Investment Services - Investment Related - At Reported Business Locations - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-06
S63 Uniform Securities Agent State Law Examination 2009-08-22
  • S65 Uniform Investment Adviser Law Examination
    2017-03-06
  • S63 Uniform Securities Agent State Law Examination
    2009-08-22
Designations
Other Names
  • Grant W Kincade

View on SEC IAPD

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